The Risk of Ruin

Some calculations

On page 66 of Smarter Trading, Perry Kaufman discusses the risk of ruin and provides us with a formula to work with. He considers the following 2 premises:

  • In real trading, once profits accumulate, the chance of ruin decreases. The greatest risk is at the beginning.
  • If we plan to withdraw profits, thereby maintaining the same relative commitment to the market then the risk of ruin must be greater than if we accumulate profits and keep the trading position the same.

Kaufman gives us the following formula for calculating the risk of ruin:

risk_of_ruin = ((1 - Edge)/(1 + Edge)) ^ Capital_Units

Edge is the probability of a win.

We can see that the mechanics of the formula are such that the larger the value of Edge the lower will be the risk of ruin. This is also intuitively logical because the greater your edge in any strategy the more likely you will have more winning trades. Also, the greater the number of capital units employed the lower the risk of ruin. Again this should be obvious: The smaller the amount you risk for any one trade relative to your capital base the lower the risk of ruin.

Why is risk greatest at the beginning? (added 11 July 2005)

As mentioned above, the risk of ruin is greatest at the beginning.

One reason is because your capital base is smallest at this point and if you immediately hit a string of losses it will take a smaller string of losses to wipe out your account - this is discussed in detail below in Our Example.

There is another reason why risk might be greatest at the beginning. This may be because of lack of experience. An experienced trader who has survived for a long time will have overcome losing habits that a new trader may still have. These losses may be from simple things such as not operating the trading platform correctly to more complex discretionary decisions about when to override the system.

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