FINRA BrokerCheck

FINRA BrokerCheck is a free, publicly available database that provides information on registered securities professionals, including brokers, investment advisers, and registered representatives. The database includes information such as the professional's name, employment history, disciplinary history, and any pending or settled legal actions.

FINRA BrokerCheck is a valuable resource for investors who are considering doing business with a financial professional. The database can help investors to identify potential red flags, such as a history of disciplinary actions or pending legal actions. Investors can also use FINRA BrokerCheck to compare different financial professionals and find one who is a good fit for their needs.

To use FINRA BrokerCheck, simply visit the FINRA website and enter the professional's name or license number. The database will then display a list of information about the professional, including their employment history, disciplinary history, and any pending or settled legal actions.

FINRA BrokerCheck is an important tool for investors to use when making decisions about their financial future. The database can help investors to identify potential risks and find a financial professional who is a good fit for their needs.

In addition to providing information on registered securities professionals, FINRA BrokerCheck also offers a variety of other resources for investors, including educational materials and tools to help investors make informed investment decisions.

FINRA BrokerCheck is a valuable resource for investors of all experience levels. By using FINRA BrokerCheck, investors can help to protect themselves from potential risks and make informed investment decisions.