Series 6

The Series 6 is a securities license offered by the Financial Industry Regulatory Authority (FINRA). It is designed for individuals who want to sell mutual funds, variable annuities, and other investment products. The Series 6 exam is 125 questions long and covers topics such as:

• The different types of securities
• The risks associated with investing in securities
• The different types of mutual funds and variable annuities
• The different ways to sell securities
• The rules and regulations governing the sale of securities

In order to pass the Series 6 exam, candidates must score at least 70%. The exam is offered in both paper and electronic formats.

The Series 6 license is valid for two years. To keep the license active, individuals must complete 24 hours of continuing education every two years.

The Series 6 is a popular license for financial professionals because it allows them to sell a wide range of investment products. However, it is important to note that the Series 6 does not allow individuals to give investment advice. For that, they would need to obtain the Series 7 license.

If you are interested in obtaining the Series 6 license, there are a number of resources available to help you prepare for the exam. You can find study guides, practice exams, and courses online and at bookstores. You can also sign up for a prep course offered by a FINRA-approved training provider.

The Series 6 is a valuable license for financial professionals who want to sell a wide range of investment products. By taking the time to prepare for the exam and earn the license, you can open up a number of new career opportunities.