Series 7

The Series 7 exam is a securities licensing exam administered by the Financial Industry Regulatory Authority (FINRA). It is required for individuals who wish to sell securities, such as stocks, bonds, and mutual funds, to the public. The exam is divided into two parts: the General Securities Principals Exam (Series 7) and the Securities Industry Essentials Exam (SIE). The Series 7 exam is a six-hour, 250-question exam that covers a wide range of topics, including:

* The different types of securities
* The different markets in which securities are traded
* The rules and regulations governing the securities industry
* The different types of investment accounts
* The different types of investment strategies
* The different types of risks associated with investing

The SIE exam is a two-hour, 100-question exam that covers the basics of the securities industry. It is designed to test candidates' understanding of the key concepts and terminology used in the industry.

In order to pass the Series 7 exam, candidates must score at least 70% on each section of the exam. The exam is offered on a regular basis at testing centers throughout the United States.

The Series 7 exam is a challenging exam, but it is important for anyone who wants to work in the securities industry. By passing the exam, candidates demonstrate their knowledge of the securities industry and their ability to sell securities to the public.

The Series 7 exam is just one of many securities licensing exams that are offered by FINRA. Other popular exams include the Series 63 exam, which is required for individuals who wish to sell insurance, and the Series 65 exam, which is required for individuals who wish to provide investment advice.

The Series 7 exam is a valuable credential for anyone who wants to work in the securities industry. By passing the exam, candidates demonstrate their knowledge of the securities industry and their ability to sell securities to the public.